Notes: Client Vote Instructions.
| No. |
Proposition |
For |
Against |
| 1 |
RATIFICATION OF TRANCHE 1 CDIS PURSUANT TO THE XINHAI INVESTMENT AGREEMENT |
100% |
0% |
| 2 |
APPROVAL TO ISSUE TRANCHE 1 CDI OPTIONS PURSUANT TO THE XINHAI INVESTMENT AGREEMENT |
100% |
0% |
| 3 |
RATIFICATION OF HONGMEN CDIS ISSUED TO HONGMEN |
100% |
0% |
| 4 |
APPROVAL TO ISSUE HONGMEN CDI OPTIONS TO HONGMEN |
100% |
0% |
| 5 |
APPROVAL TO ISSUE TRANCHE 2 CDIS AND TRANCHE 2 CDI OPTIONS PURSUANT TO THE XINHAI INVESTMENT AGREEMENT |
100% |
0% |
| 6 |
APPROVAL TO ISSUE TRANCHE 3 CDIS AND TRANCHE 3 CDI OPTIONS PURSUANT TO THE XINHAI INVESTMENT AGREEMENT |
100% |
0% |
| 7 |
APPROVAL TO ISSUE HONGMEN CDIS AND HONGMEN CDI OPTIONS TO HONGMEN PURSUANT TO TRANCHE 2 OF THE INVESTMENT |
100% |
0% |
| 8 |
APPROVAL TO ISSUE HONGMEN CDIS AND HONGMEN CDI OPTIONS TO HONGMEN PURSUANT TO TRANCHE 3 OF THE INVESTMENT |
100% |
0% |
ABSTAIN VOTES ARE COMPILED AND SUBMITTED ON YOUR BEHALF AND ARE REFLECTED IN THE VOTING RESULTS AS THE DIFFERENCE BETWEEN THE FOR % AND THE AGAINST % WHERE APPLICABLE.